FAA

The FAA regulates all aspects of civil aviation in the United States, from aircraft certification to air traffic control to pilot licensing. With oversight of the world's largest aviation market (45,000+ flights daily, 1 billion passengers annually), FAA decisions set global standards.

The Boeing 737 MAX crisis exposed fundamental tensions in FAA's 'delegated authority' model, where manufacturers certify their own aircraft under FAA oversight—a system that trades thoroughness for speed.

Underappreciated Fact

Boeing's 737 MAX was largely certified by Boeing employees under FAA's 'Organization Designation Authorization' (ODA) program—FAA engineers reviewed ~5% of certification documents. Post-MAX, FAA still lacks staff to review all delegated decisions. FAA's air traffic control system runs on 1960s-era technology in many facilities—NextGen modernization has cost $36B+ over 20 years with delays ongoing. Unlike other agencies, FAA Administrator position frequently vacant (2-3 years without confirmed leader common)—management by acting officials. FAA has regulated SpaceX launches but commercial space oversight still developing.

Key Facts

Washington, D.C.
Headquarters

Power Dynamics

Formal Power

Sole authority to certify aircraft, license pilots, manage airspace; can ground entire fleets

Actual Power

Constrained by industry dependence (delegated authority model), congressional pressure (both parties support aviation), budget limitations (can't hire enough engineers to review all Boeing submissions). Grounding is nuclear option rarely used

  • Congressional aviation committees (protect industry)
  • Boeing's economic importance (150K employees)
  • Global aviation coordination (EASA, other authorities)
  • Delegated authority model limits oversight
  • Boeing (largest US aircraft manufacturer)
  • Airlines (regulated entities with political power)
  • EASA (European counterpart)
  • DOT (parent department)
  • NTSB (investigates crashes)

Revenue Structure

FAA Revenue Sources

Airport & Airway Trust Fund (ticket taxes): 70% Congressional appropriations: 25% User fees: 5% Total
  • Airport & Airway Trust Fund (ticket taxes) 70%
  • Congressional appropriations 25%
  • User fees 5%
Key Vulnerability

Pandemic showed vulnerability—travel collapse cut Trust Fund revenue 90%+ temporarily. Budget not sufficient to rebuild engineering staff post-MAX

Comparison

Unlike FCC (100% industry funded) or FDA (45% user fees), FAA primarily funded through travel taxes—creates alignment with aviation growth

Decision Dynamics at FAA

Typical Decision Cycle years for aircraft certification; hours for emergency airworthiness directives
Fast Slow
Fastest

Post-crash 737 MAX grounding: 3 days after Ethiopia crash (but other countries grounded first)

Slowest

737 MAX return to service: 20 months of review. NextGen ATC modernization: 20+ years, still incomplete

Key Bottleneck

Delegated authority means reliance on manufacturer data; engineering staff insufficient to review independently; international coordination required

Failure Modes of FAA

  • 737 MAX (2018-19): 346 killed; FAA delegated certification of MCAS to Boeing
  • ValuJet 592 (1996): led to reforms but fundamental model unchanged
  • DC-10 (1970s): multiple crashes exposed certification gaps
  • Delegated authority means trusting those you regulate
  • 5% review rate for certification documents
  • Staff insufficient to rebuild independent capacity
  • Revolving door with industry
  • Political pressure to keep planes flying

If another MAX-like failure occurs with different manufacturer, delegated authority model faces existential threat. If FAA had to directly certify all aircraft, industry would face years-long delays and massive cost increases

Biological Parallel

Behaves Like Immune system that has outsourced pathogen identification to the pathogens themselves

FAA is immune system that delegates threat assessment to the organisms it's supposed to monitor. Boeing certifies Boeing aircraft, with FAA reviewing ~5% of work. Like immune system that asks viruses 'are you dangerous?' and trusts the answer. Works when actors are honest (aviation safety record generally excellent), catastrophically fails when actors have incentive to minimize problems (737 MAX). The evolutionary pressure toward delegation (speed, cost) directly conflicts with safety function.

Key Mechanisms:
delegated authority captureregulatory resource constraintsspeed safety tradeofftrust failure

Key Agencies

Aircraft Certification Service

Certifies aircraft designs; delegated much authority to manufacturers (ODA)

Air Traffic Organization

Operates air traffic control for 45,000+ daily flights

Flight Standards Service

Pilot certification, airline operations oversight

Related Mechanisms for FAA

Related Governments

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