Citation

In the Matter of Knight Capital Americas LLC: Order Instituting Administrative and Cease-and-Desist Proceedings

U.S. Securities and Exchange Commission

SEC Release No. 70694 (2013)

TL;DR

Software deployment error affected primary trading servers

Official SEC findings on Knight Capital's August 2012 software failure causing $440 million loss in 45 minutes. Demonstrates that redundancy adds complexity that can create new failure modes - automatic failover to unsynchronized backup systems caused catastrophic losses that wouldn't have occurred without the redundancy system.

Key Findings from Commission (2013)

  • Software deployment error affected primary trading servers
  • Automatic failover shifted trading to backup with outdated software
  • $7 billion in unintended trades executed in 45 minutes
  • $440 million loss bankrupted 17-year-old firm

Related Mechanisms for In the Matter of Knight Capital Americas LLC: Order Instituting Administrative and Cease-and-Desist Proceedings

Related Companies for In the Matter of Knight Capital Americas LLC: Order Instituting Administrative and Cease-and-Desist Proceedings

Related Frameworks for In the Matter of Knight Capital Americas LLC: Order Instituting Administrative and Cease-and-Desist Proceedings